Templates for Financial & Compliance

Purpose: Validate identity documents for authenticity and extract customer data for KYC compliance

Inputs:

• Identity document image (passport, licence, ID card)
• Document type specification
• Customer-provided information
• Verification requirements checklist

Task Instructions:

Verify the authenticity of a document image. Extract all personal data including name, date of birth, document number, and expiry date. 
Calculate confidence scores for authenticity.

Outputs:

• Document validity assessment (Pass/Fail/Review)
• Extracted data (structured)
• Tampering or authenticity risk flags
• Overall compliance status

Integration: Customer onboarding submission, update KYC record, route to manual review if flagged

Purpose: Assess customer risk profiles based on multiple factors for onboarding and ongoing monitoring

Inputs:

• Customer profile data
• Transaction history (if existing customer)
• Geographic and jurisdiction information
• Business type and industry
• Source of funds declaration

Task Instructions:

Conduct an assessment for a {company} by analysing recent news and articles. Flag any issues for internal compliance review.

Outputs:

• Risk rating (High/Medium/Low)
• Risk factor breakdown with scores
• PEP and sanctions screening status
• Recommended monitoring tier
• Enhanced due diligence triggers

Integration: New customer onboarding, periodic review, set monitoring tier, trigger EDD if high-risk